網上培訓課程
我們的網上培訓課程專為持牌法團及金融機構而設，操作簡便，可透過桌面電腦、手機或平板電腦隨時登入，無需安裝任何額外軟件，方便企業靈活安排培訓時間，提升整體培訓效率。
學員可即時查閱學習進度及完成狀況，管理層及合規部門亦可透過數碼平台集中監察員工的持續專業培訓（CPT）紀錄，確保符合監管培訓要求並減輕行政負擔。課程完成後，系統自動批改電子考試，學員可即時取得成績及表現報告，協助企業建立完整培訓紀錄及審計追蹤，強化合規管理與監管準備能力。
持續專業培訓（CPT）網上課程
香港個人資料（私隱）條例合規
反洗錢及反恐融資（AML/CFT）監管要求）
內幕交易及市場失當行為
環境、社會及企業管治（ESG）監管框架
金融機構網絡安全及科技風險管理
專業投資者制度及監管要求
負責人員及主管人員（MIC）的職責與法律責任
開曼群島反洗錢及反恐融資（AML/CFT）制度
新加坡個人資料保護法（PDPA）合規
CPT Requirements
Upon completion of each course, each attendee will achieve 1 CPT hour, a supporting certificate, and a signed attendance record.
Our online training courses are all self-paced and user-friendly to navigate via desktop, mobile phone, or tablets without the need to download any additional software. Individuals may check their progress of completion, while intermediaries can monitor their employees’ CPT records through the digital portal. Upon completion, the digital exam will be marked automatically, allowing individuals to receive their exam results and performance reports immediately.
Our training materials are well prepared by Managing Director Mr. Mitchell Brown, who incorporates legal and commercial perspectives to shed light on the regulatory regime in Hong Kong. Mr. Brown was previously a partner at an international law firm, later becoming in-house counsel for a resource-focused asset management firm. Mr. Brown is also admitted in two jurisdictions, namely Australia and Hong Kong. All our training materials are tailor-made to cover the latest regulations and guidelines issued by the SFC, frequently asked questions by industry practitioners, and effective measures to minimize the relevant risks or market misconducts.
Heinbro offers a wide range of Online Training such as AML/ CFT, Insider Dealing, SFC Audit Preparation, RO/MIC, Cybersecurity, etc. All our courses satisfy the SFC’s CPT requirements to ensure the industry practitioners remain fit and proper. Upon completion, you will receive all the necessary supporting documents for the Compliance Department.
SFC Investigations in Year 2024
Course Fee
Please be aware that our course is HK$385 for an individual.
Registration Form
If you would like more information or are interested in registering for the online training, please
AML/CFT
AML/CFT Online Training is not only a mandatory requirement with the SFC, but an essential component to raising awareness among an organization’s staff, with regards to money laundering and terrorist financing risks, and the statutory requirements to disclose inside information, which are central to the orderly operation and integrity of a market. Effective training can be considered the first, last, and best AML/CFT and insider dealing tool for risk management and control.
Insider Dealing
Insider Dealing Online Training is essential to understand the major elements that constitute inside information, the employees’ statutory responsibility to disclose inside information and put reasonable measures for compliance and management controls in place. Effective training can be considered the best tool for risk management and control and is central to the orderly operation and market integrity.
Environmental
Environmental, Social, and Governance continues to gain traction globally and increasingly demands the attention of financial institutions. The SFC has published new guidance to the fund managers in relation to ESG and thus its imperative all licensed firms and individuals are aware of the requirements and its implementation. At Heinbro, we have developed the ESG online training to cope with our clients’ pressing needs.
Cybersecurity
In light of the increasing demand on the use of internet trading platforms, the accelerating use of remote office arrangements, and the emerging threats that investors and organisations are facing, the Cybersecurity Online Training studies the evolution of cyber threats to the financial system. It outlines the prominent concerns on cybersecurity management and recommends the cybersecurity controls to ensure compliance with the requirements set in the Guidelines. Areas covered include infrastructure security management, cybersecurity management and supervision, use of external electronic data storage, management of risks associated with the remote office arrangements, and the practical guide to use Zoom.
Cayman Islands AML/CFT
There is an accelerating growth to incorporate funds in the Cayman Islands acknowledged by the Hong Kong asset management industry. As a leading international financial centre, the Cayman Islands strives to maintain the highest global anti-money laundering and counter terrorist financing standards. The jurisdiction has established, and constantly updates, its regulatory framework based on relevant international standards of supervision and co-operation with both local and overseas regulatory authorities. With this in mind, Heinbro has developed a new training course in relation to the Cayman Islands Anti-Money Laundering and Counter-Terrorist Financing to comply with the Cayman Islands Monetary Authority’s regulatory requirements.
Duties and Responsibilities of Responsible Officers and Managers-In-Charge
Professional Investors
CPT Requirements
Upon completion of each course, each attendee will achieve 1 CPT hour, a supporting certificate, and a signed attendance record.
Our online training courses are all self-paced and user-friendly to navigate via desktop, mobile phone, or tablets without the need to download any additional software. Individuals may check their progress of completion, while intermediaries can monitor their employees’ CPT records through the digital portal. Upon completion, the digital exam will be marked automatically, allowing individuals to receive their exam results and performance reports immediately.
Our training materials are well prepared by Managing Director Mr. Mitchell Brown, who incorporates legal and commercial perspectives to shed light on the regulatory regime in Hong Kong. Mr. Brown was previously a partner at an international law firm, later becoming in-house counsel for a resource-focused asset management firm. Mr. Brown is also admitted in two jurisdictions, namely Australia and Hong Kong. All our training materials are tailor-made to cover the latest regulations and guidelines issued by the SFC, frequently asked questions by industry practitioners, and effective measures to minimize the relevant risks or market misconducts.
Heinbro offers a wide range of Online Training such as AML/ CFT, Insider Dealing, SFC Audit Preparation, RO/MIC, Cybersecurity, etc. All our courses satisfy the SFC’s CPT requirements to ensure the industry practitioners remain fit and proper. Upon completion, you will receive all the necessary supporting documents for the Compliance Department.
SFC Investigations in Year 2024
Course Fee
Please be aware that our course is HK$385 for an individual.
Registration Form
If you would like more information or are interested in registering for the online training, please
課程費用
每位學員課程費用為港幣 385 元。