Suspected Social Media Ramp-and-Dump Scam Amongst Two Brokers
9th February 2021
Two brokers received restriction notices issued by the SFC and are now prohibited from dealing with or processing certain assets held in three trading accounts, which are related to a suspected social media ramp-and-dump scam.
Hong Kong and Thailand Regulators Sign MoU on Mutual Recognition of Funds
20th January 2021
The SFC and the Securities and Exchange Commission of Thailand have entered into a Memorandum of Understanding on Mutual Recognition of Funds to allow eligible Hong Kong and Thai public funds to be distributed in each other's market.
New speech by Mr. Ashley Alder: Special remarks at the Asian Financial Forum 2021
18th January 2021
The SFC's Chief Executive Officer, Mr. Ashley Alder, delivered a speech at the Asian Financial Forum 2021 regarding the action being taken in Hong Kong in the vital area of environmental finance, especially around climate change.
“We truly love a challenge at Heinbro, and being a complete professional services firm is our goal. We are constantly looking to evolve so our clients can prosper, because their success is ours."
