Compliance Audits
Heinbro offers audits to our Clients to provide assurance to senior management on whether the current practices are compliant with the relevant law. We can investigate and prepare Corporations using Mock Audits as well.
Heinbro offers audits to our Clients to provide assurance to senior management on whether the current practices are compliant with the relevant law. We can investigate and prepare Corporations using Mock Audits as well.
Heinbro believes that auditing and monitoring are the twin peaks of continuity for any firm. The implementation of corporate governance standards is not an effective compliance strategy on its own. All too often, firms have standard policies and procedures, but fail to oversee its implementation, operation or measure its effectiveness.
The objective of any audit is to provide assurance to senior management on whether the current practices are compliant with the relevant law.
The methodology used in conducting any audit will include, but not limited to, the following:
Heinbro believes regulated entities should always be proactive and continually audit their compliance functions.