Heinbro offers sophisticated training programs molded to suit our clients’ needs. 

With COVID-19 making face-to-face training extremely difficult, we have developed a sophisticated online training platform with a digital examination to ensure all individuals working within a licensed corporation can fulfil the mandatory CPT requirements. The online trainings provide a pragmatic perspective of the regulatory landscape in Hong Kong. Individuals can access the online training and digital exam at their own pace without any geographical restraints. 

Our training programs include, but are not limited to, the following:

1. Anti-Money Laundering and Counter Terrorist Financing;

2. Insider Dealing;

3. Duties of Responsible Officers and Manager-In-Charge Regime;

4. SFC Audit Preparation; and 

5. Cybersecurity.

CPT Requirements 

Upon completion of each course, each attendee will achieve 1 CPT hour, a supporting certificate, and a signed attendance record. 

Supporting Certificate

Attendance Record

Course Features

Our online training courses are all self-paced and user-friendly to navigate via desktop, mobile phone, or tablets without the need to download any additional software. Individuals may check their progress of completion, while intermediaries can monitor their employees’ CPT records through the digital portal. Upon completion, the digital exam will be marked automatically, allowing individuals to receive their exam result and performance report immediately.

Our training materials are well prepared by Managing Director Mr. Mitchell Brown, who incorporates legal and commercial perspectives to shed light on the regulatory regime in Hong Kong. Mr. Brown was previously a partner at an international law firm, later becoming in-house counsel for a resource-focused asset management firm. Mr. Brown is also admitted in two jurisdictions, namely Australia and Hong Kong. All our training materials are tailor-made to cover the latest regulations and guidelines issued by the SFC, frequently asked questions by industry practitioners, and effective measures to minimize the relevant risks or market misconducts. 

Heinbro offers a wide range of Online Training such as AML/ CFT, Insider Dealing, SFC Audit Preparation, RO/MIC, Cybersecurity, etc. All our courses satisfy the SFC’s CPT requirements to ensure the industry practitioners remain fit and proper. Upon completion, you will receive all the necessary supporting documents for the Compliance Department.

Understand more about Our Courses

AML/CFT Online Training is not only a mandatory requirement with the SFC, but an essential component to raising awareness among an organization’s staff, with regards to money laundering and terrorist financing risks, and the statutory requirements to disclose inside information, which are central to the orderly operation and integrity of a market. Effective training can be considered the first, last, and best AML/CFT and insider dealing tool for risk management and control.

Insider Dealing Online Training is essential to understand the major elements that constitute inside information, the employees’ statutory responsibility to disclose inside information and put reasonable measures for compliance and management controls in place. Effective training can be considered the best tool for risk management and control and is central to the orderly operation and market integrity.

SFC Investigations in the Year 2019-2020

75

Market Manipulation

132

Intermediary Misconduct

47

Insider Dealing

51

Corporate Disclosure

76

Corporate Misgovernance

57

Unlicensed Activities

Course Fee 

Please be aware that our course is HK$550 for an individual. We also offer competitive rates for institutional corporations. 

Registration Form 

If you are interested in registering for the online training, please fill in the registration form and proceed with the payment accordingly. 

© Heinbro Consulting 2018