Our online training programs include, but are not limited to, the following:
AML/CFT Online Training is not only a mandatory requirement with the SFC, but an essential component to raising awareness among an organization’s staff, with regards to money laundering and terrorist financing risks, and the statutory requirements to disclose inside information, which are central to the orderly operation and integrity of a market. Effective training can be considered the first, last, and best AML/CFT and insider dealing tool for risk management and control.
Insider Dealing Online Training is essential to understand the major elements that constitute inside information, the employees’ statutory responsibility to disclose inside information and put reasonable measures for compliance and management controls in place. Effective training can be considered the best tool for risk management and control and is central to the orderly operation and market integrity.
Upon completion of each course, each attendee will achieve 1 CPT hour, a supporting certificate, and a signed attendance record.
Our online training courses are all self-paced and user-friendly to navigate via desktop, mobile phone, or tablets without the need to download any additional software. Individuals may check their progress of completion, while intermediaries can monitor their employees’ CPT records through the digital portal. Upon completion, the digital exam will be marked automatically, allowing individuals to receive their exam result and performance report immediately.
Our training materials are well prepared by Managing Director Mr. Mitchell Brown, who incorporates legal and commercial perspectives to shed light on the regulatory regime in Hong Kong. Mr. Brown was previously a partner at an international law firm, later becoming in-house counsel for a resource-focused asset management firm. Mr. Brown is also admitted in two jurisdictions, namely Australia and Hong Kong. All our training materials are tailor-made to cover the latest regulations and guidelines issued by the SFC, frequently asked questions by industry practitioners, and effective measures to minimize the relevant risks or market misconducts.
Heinbro offers a wide range of Online Training such as AML/ CFT, Insider Dealing, SFC Audit Preparation, RO/MIC, Cybersecurity, etc. All our courses satisfy the SFC’s CPT requirements to ensure the industry practitioners remain fit and proper. Upon completion, you will receive all the necessary supporting documents for the Compliance Department.