In relation to any license application, we can assist with the following specific matters:

  1. Provide preliminary advice to management on the regulatory approval process and the specific license(s) required;
  2. Provide advice to management on the requirements for licensed individuals and/or mandatory positions (SFC responsible officers etc.);
  3. Assist in identifying and capturing all the regulatory issues and hurdles that may arise during the application process;
  4. Advise on the key areas considered by the regulatory authority in granting the relevant license;
  5. Preparation of documentation for submission to the regulatory authority;
  6. Preparation of appropriate cover letters in support of the application;
  7. Assist senior management in responding to the queries raised by the regulatory authority during its review of the application documents; and
  8. Attend on behalf and/or accompany management to any meetings with the regulatory authority in order to discuss any issues and concerns arising from the approval process.

For further information about our licensing service and payment structures, please contact us.

Hong Kong Office

Key Services

Senior Management

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