licensing
Heinbro’s licensing department has extensive experience dealing with all license applications, which relate to the SFC, HKMA and Companies Registry.
Our Services
Provide preliminary advice to management on the regulatory approval process and the specific license(s) required
Provide advice to management on the requirements for licensed individuals and/or mandatory positions (SFC responsible officers etc.)
Assist in identifying and capturing all the regulatory issues and hurdles that may arise during the application process
Advise on the key areas considered by the regulatory authority in granting the relevant license
Preparation of documentation for submission to the regulatory authority
Preparation of appropriate cover letters in support of the application
Assist senior management in responding to the queries raised by the regulatory authority during its review of the application documents; and
Attend on behalf and/or accompany management to any meetings with the regulatory authority in order to discuss any issues and concerns arising from the approval process.